WRITING SECURITIES RESEARCH 撰写证券研究:实践指南 mobi 下载 网盘 caj lrf pdf txt 阿里云

In light of recent developments in global legislation, the role of ***ysts has become more complex and challenging. Many ***ysts seek to understand the underlying principles behind current laws and regulati*** around the world that have been prompted by Sarbanes-Oxley.

Writing Securities Research: A Best Practice Guide helps ***ysts to understand the regulatory and best practice issues that they c***tantly face. However, the advice contained is not just intended to help ***ysts stay out of jail and avoid penalties, it also suggests ways to write better research reports and be competitive.

This practical guide examines the issues that regulators and the press find important, including the definition and supervision of research, sourcing of information, insider trading, front-running and selective distribution, libel, copyright and plagiarism, conflicts of interest, and use of e-mail.

These are explained through the use of actual case studies taken from around the world.

The book also shows how to present recommendati***, valuati***, forecasts, risk assessments, and sensitive issues such as rumours & M&A speculation, politics & religion, and retracti*** & apologies in an acceptable manner, again with practical examples.

As such, the book is a useful reference tool for all securities professionals around the world, including equity and credit research ***ysts on both the buy and sell sides, securities research managers, financial advisers, wealth managers, financial editors, compliance officers, supervisory ***ysts, regulators, and students of finance, especially CFA students.

As Dr. Mark Mobius, President of Templeton Emerging Markets Fund, says in his foreword to the book, “There is a strong need for this book, it is relevant in any setting, and it will equip ***ysts with many useful tools to help them achieve success.”

The inclusion of the Alex carto*** to *** serious issues in a light-hearted way is an added bonus.

Foreword

Introduction

Acknowledgments

Abbreviati***

Chapter 1: Principles of Research

Chapter 2: Independence of Research and Conflicts of Interest

Chapter 3: Non-research: E-mails, Faxes and Internal Communicati***

Chapter 4: General Writing, Editing and Publishing C***iderati***

Appendix

Index

Jeremy Bolland has over 20 years of experience in the world of investments, and has worked in London, ***, and Hong Kong. For the past 13 years he has worked at global investment banks, including a five-year stint at M***an Stanley and five years as a

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书籍介绍

"There is a strong need for this book by Jeremy Bolland, which dissects all issues relating to securities research. The requirement for better research does not only apply to the US securities market but to securities markets all over the world. This book is relevant in any setting. It will equip ***ysts with many useful tools to help them achieve success."—Mark Mobius, President, Templeton Emerging Markets Fund

"Jeremy Bolland's book is essential reading for all people involved in writing securities research. Moreover, it is not just a technical and legal guide, but also a timely reminder of the principles of good writing."—Andrew Leeming, Author of The Super Analysts

"Knowing your ratios and spreadsheets is no longer enough to become an investment ***yst. As Jeremy Bolland points out, you need to know your do's and don'ts of how to approach clients and companies. This guide to doing it properly is an obvious selection for the bookshelf of anyone who ***ires to offer investment advice and a fine reference for anyone who receives such advice."—Jake van der Kamp, Financial Columnist, South China Morning Post

"At last, here's a comprehensive yet easy-to-read guide explaining all the best practice principles involved in writing securities research. It is full of useful information. If all securities ***ysts followed the guidance that has been clearly laid out in this book by Jeremy Bolland, research enforcement regulators around the world would be out of a job. Anyone who is involved in writing and publishing research, or using research for investment decisi***, from the novice to the expert, should read this book. I highly recommend it."—Anthony Espina, Chairman, Hong Kong Stockbrokers Association